Louisiana Investment Adviser Update • Top 10 Advisers in Louisiana • SEC Issues New Proxy Guidance for Advisers
The Energy Law Blog
OCTOBER 22, 2019
Top 10 Louisiana Advisers For this edition, I thought that we would look at the top ten SEC registered investment advisers within the State of Louisiana. The SEC publishes a comprehensive database that captures all information submitted by advisers in their Form ADV’s. There is a total of 55 advisers registered with the SEC in Louisiana. Using this data, we came up with a list of the top Louisiana registered investment advisers by assets under management (“AUM”) and by number of accounts.
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